artwoo
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Siangpore pun ada SC cam mesia gak
Who may provide financial services in Singapore?
Persons providing financial services in Singapore are required to be licensed, exempt or otherwise regulated by the Monetary Authority of Singapore (MAS) to carry out activities regulated under the relevant laws administered by MAS.
The names of regulated persons in respect of the provision of financial services under the various Acts administered by MAS are listed on MAS' website in the Financial Institutions Directory.
Why should consumers not deal with unregulated persons?
Consumers are strongly encouraged to deal only with persons that are regulated by MAS. MAS' regulatory regime aims at safeguarding the interests of consumers by ensuring that only competent and professional persons may provide financial services. If a consumer chooses to deal with persons that are not regulated by MAS, he forgoes the protection afforded under laws administered by MAS, particularly if these persons are based overseas.
Consumer alert on the pitfalls of dealing with unregulated persons
MoneySENSE has issued a consumer alert highlighting the common techniques used by persons that are not regulated by MAS to solicit business and the risks involved. The alert also informs consumers of the steps they can take to protect themselves. Click here to read the article.
The Investor Alert List
From time to time, MAS receives information on persons who are possibly conducting activities regulated by MAS without authorisation. These persons may target Singapore consumers, or overseas consumers by giving them the false impression that they are operating in Singapore. Some of these unregulated persons may sometimes use names similar to that of entities regulated by MAS.
Consumers should exercise care when dealing with these persons. Overseas consumers who receive solicitations by persons who claim to have an operation in Singapore should also exercise care and check if they are in fact dealing with persons who are regulated by MAS.
Below is a list of persons, on whom MAS has received information, who are not authorised by MAS in respect of the carrying on of regulated activities. The list is not exhaustive and will be updated.
Aberdeen Langley
3 Shenton Way
#10-05 Shenton House
Singapore 068805
Tel: (65) 6323 3956
Alliance & Dunbar Consultancy Inc.
410 Park Avenue
15th Floor
New York 10022
Tel: (1) 212-888 5454
Fax: (1) 212-888 4646
Alltra Limited (Alltra)
1100 Peachtree Street Suite 2700
Atlanta, GA 30309
USA
Tel: 404-795 0433
Fax; 404-795-0613
Website:wwwalltraservices.com
Armstrong Group International Ltd
PO Box 3321
Road Town, Tortola
British Virgin Islands
Tel: 44 20 7693 5060
Fax: 44 20 7693 5061
Email: [email protected]
Website: www.the-armstrong-group.com
Asian Foreign Securities and Compliance Department ("AFSCD")
10 Kallang Road
ICA Building
Singapore 208718
Tel: (65) 6622 6310
Fax: (65) 6491 5463
Website: http://www.afscd.org
Astral European
H-1119 Budapest
Fehervari ut 83
Hungary
Tel: (361) 205 3050/51
Fax: (361) 205 3060
Athelington International, UK
Maple House
High Street
Potters Bar
Hertforshire
EN6 5BS, United Kingdom
Tel: 44(0) 1932 895 000
Email address: [email protected]
Website: www.athelington.com
Atlantic International Partners
#01-03 Ocean Building
10 Collyer Quay
Singapore 049315
Tel: (65) 6419 2915 / 6319 0970
Fax: (65) 6491 5139
Website: www.atlanticinternationalpartners.com
Email: [email protected]
Barlow & Ramsey
15th floor
Sanno Park Tower, 2-11-1
Nagatacho, Chiyoda-ku
Tokyo 1006113, Japan
Tel: (81) 344 965-211
Fax: (81) 344 965-212
Website: www.barlowramsey.com
Barron Mackenzie Barrister and Solicitors/Barron Mackenzie Pte Ltd
1 Raffles Place #31-02 OUB Centre
Singapore 048616
Tel: 65 6722 8420
Fax: 65 6491 5425
Website: www.barron-mackenzie.com
Baylor Byrnes Brackman Group Inc.
No. 18 Avenue Louis Casai
1209 Geneva
Switzerland
Tel: (41) 227477831
Fax: (41) 227477999
Website: www.bbbginc.com
Bernard Simpson Consultants
Center, West Tower
11th Floor
892 Daechi-4-dong
Kangnam-Ku Seol
South Korea, 135-77
Tel: #82 2 559 0645
Fax: #82 2 559 0646
Website: www.bsc.mail.net
Berkeley Samson International
39th Floor, One Pacific Place
The Admiralty
Hong Kong
Tel: (852) 22735709
Fax: (852) 22735999
Level 21 Centennial Tower
3 Temasek Avenue
Singapore 039190
Tel: (65) 5497404
Fax: (65) 549 7001
23rd Floor, M Thai Tower
All Seasons Place
87 Wireless Road
Bangkok, Thailand
Tel: (662) 6279357
Fax: (662) 6279001
Website: www.berkeleysamson.com
Blane and Blanchett
#31-00 Battery Road
Singapore 049909
Tel: (65) 6332 0832
Fax: (65) 6332 0808
Bloomberg and Associates ["B&A"]
Blk 1 #08-312 Hougang Ave 3
Singapore 530001
Level 36 Menara Citibank
165 Jalan Ampang
50450 Kuala Lumpur Malaysia
Tel: (603) 2169 6128
Fax: (603) 2169 6168
Tel: (02) 9043 6744
Website: www.servecorpvirtual.net
Bowen Reece (formerly known as Chartered Asset Management Co Ltd)
28th Floor, Bank of China Tower
200 Yin Cheng Road Central Pudong
Shanghai 200120
People's Republic of China
Tel: (8621) 2890 3264/ (8621) 5037 2455-6
Fax: (8621) 2890 3071/ (8621) 5037 2459
Website: www.bowenreece.com
Bowen Reece Kft.
Jozsef nador ter 5-6 2nd Floor
1051 Budapest, Hungary
Tel: 36 1 235 0330
Fax: 36 1 235 0329
Cambridge Capital Trading [CCT]
A1 Attar Business Tower
30th Floor Sheikh Zayed Road
Dubai United Arab Emirates
Tel: +97-143696554
Fax: +97-143696548
Website address: www.cambridgecapitaltrading.com
Email: [email protected]
Capital Partners
United Kingdom
Fax: (44) 8701217155
Carlton Global Management
18th Floor Kyoung Am Building
157-27 Samsung-dong Kangnam-ku
Seoul 135 090
Korea
Website: www.carltonkorea.com
Carver Brooks & Associates ("Carver")
Branch Office:
35th and 36th Floor
UOB Plaza 1
80 Raffles Place
Singapore 048624
Tel: (65) 6491 5084
Fax: (65) 6491 5085
Website: http://www.carver-brooks.com/
Financial Services Office:
Fubon Banking Centre
169 Jen Ai Road Section 4
Taipei, Taiwan
Cathay Asset Management
No 3 Anson Road
#35-01 Springleaf Tower
Singapore
Tel: (65) 6828 9909 or (65) 6491 5614
Website: www.cathayam.com
Charles Fleming Co Ltd
Sanno Park Building
2-11-1 Nagata-Cho
Chiyoda Ku
Tokyo 100-6172 Japan
Tel: 813 5456 5026
Fax: 813 4496 4464
Website: www.charlesfleming.net
Chartered Asset Management Co Ltd
[This company is a different entity from and not related to Chartered Asset Management Pte Ltd; the latter being a holder of a capital markets services licence which is regulated by MAS.]
14/F Abdulrahim Place
990 Rama IV Road
Bangkok 10500
Thailand
Tel: (66) 0 2636 0810
Fax: (66) 0 2636 0812
Website: www.charteredasset.com
Chartwell Asset Management
#2120 S. 72nd Street
Omaha, Nebraska 68124-2366
Tel: 402-5713034
Fax: 402-5713063
Website: www.chartwellmanagement.com
Clearwater International Limited ["CIL"]
Level 30, 6 Battery Road
Singapore 049909
Tel: 65-63221471
Fax: 65-63221472
Website: www.clearwater-international.com/home.html
Davis Goldberg Group
175N Harbor #2212
Chicago IL 60606
USA & 782 NM 42th Avenue
Miami, USA FL33135
Tel: 1 312 803 9614
Fax: 1 312 577 1696
Website: www.davisgoldberg.com
http://www.moneysense.gov.sg/check_our_list/Consumer_Portal_IAL.html
Who may provide financial services in Singapore?
Persons providing financial services in Singapore are required to be licensed, exempt or otherwise regulated by the Monetary Authority of Singapore (MAS) to carry out activities regulated under the relevant laws administered by MAS.
The names of regulated persons in respect of the provision of financial services under the various Acts administered by MAS are listed on MAS' website in the Financial Institutions Directory.
Why should consumers not deal with unregulated persons?
Consumers are strongly encouraged to deal only with persons that are regulated by MAS. MAS' regulatory regime aims at safeguarding the interests of consumers by ensuring that only competent and professional persons may provide financial services. If a consumer chooses to deal with persons that are not regulated by MAS, he forgoes the protection afforded under laws administered by MAS, particularly if these persons are based overseas.
Consumer alert on the pitfalls of dealing with unregulated persons
MoneySENSE has issued a consumer alert highlighting the common techniques used by persons that are not regulated by MAS to solicit business and the risks involved. The alert also informs consumers of the steps they can take to protect themselves. Click here to read the article.
The Investor Alert List
From time to time, MAS receives information on persons who are possibly conducting activities regulated by MAS without authorisation. These persons may target Singapore consumers, or overseas consumers by giving them the false impression that they are operating in Singapore. Some of these unregulated persons may sometimes use names similar to that of entities regulated by MAS.
Consumers should exercise care when dealing with these persons. Overseas consumers who receive solicitations by persons who claim to have an operation in Singapore should also exercise care and check if they are in fact dealing with persons who are regulated by MAS.
Below is a list of persons, on whom MAS has received information, who are not authorised by MAS in respect of the carrying on of regulated activities. The list is not exhaustive and will be updated.
Aberdeen Langley
3 Shenton Way
#10-05 Shenton House
Singapore 068805
Tel: (65) 6323 3956
Alliance & Dunbar Consultancy Inc.
410 Park Avenue
15th Floor
New York 10022
Tel: (1) 212-888 5454
Fax: (1) 212-888 4646
Alltra Limited (Alltra)
1100 Peachtree Street Suite 2700
Atlanta, GA 30309
USA
Tel: 404-795 0433
Fax; 404-795-0613
Website:wwwalltraservices.com
Armstrong Group International Ltd
PO Box 3321
Road Town, Tortola
British Virgin Islands
Tel: 44 20 7693 5060
Fax: 44 20 7693 5061
Email: [email protected]
Website: www.the-armstrong-group.com
Asian Foreign Securities and Compliance Department ("AFSCD")
10 Kallang Road
ICA Building
Singapore 208718
Tel: (65) 6622 6310
Fax: (65) 6491 5463
Website: http://www.afscd.org
Astral European
H-1119 Budapest
Fehervari ut 83
Hungary
Tel: (361) 205 3050/51
Fax: (361) 205 3060
Athelington International, UK
Maple House
High Street
Potters Bar
Hertforshire
EN6 5BS, United Kingdom
Tel: 44(0) 1932 895 000
Email address: [email protected]
Website: www.athelington.com
Atlantic International Partners
#01-03 Ocean Building
10 Collyer Quay
Singapore 049315
Tel: (65) 6419 2915 / 6319 0970
Fax: (65) 6491 5139
Website: www.atlanticinternationalpartners.com
Email: [email protected]
Barlow & Ramsey
15th floor
Sanno Park Tower, 2-11-1
Nagatacho, Chiyoda-ku
Tokyo 1006113, Japan
Tel: (81) 344 965-211
Fax: (81) 344 965-212
Website: www.barlowramsey.com
Barron Mackenzie Barrister and Solicitors/Barron Mackenzie Pte Ltd
1 Raffles Place #31-02 OUB Centre
Singapore 048616
Tel: 65 6722 8420
Fax: 65 6491 5425
Website: www.barron-mackenzie.com
Baylor Byrnes Brackman Group Inc.
No. 18 Avenue Louis Casai
1209 Geneva
Switzerland
Tel: (41) 227477831
Fax: (41) 227477999
Website: www.bbbginc.com
Bernard Simpson Consultants
Center, West Tower
11th Floor
892 Daechi-4-dong
Kangnam-Ku Seol
South Korea, 135-77
Tel: #82 2 559 0645
Fax: #82 2 559 0646
Website: www.bsc.mail.net
Berkeley Samson International
39th Floor, One Pacific Place
The Admiralty
Hong Kong
Tel: (852) 22735709
Fax: (852) 22735999
Level 21 Centennial Tower
3 Temasek Avenue
Singapore 039190
Tel: (65) 5497404
Fax: (65) 549 7001
23rd Floor, M Thai Tower
All Seasons Place
87 Wireless Road
Bangkok, Thailand
Tel: (662) 6279357
Fax: (662) 6279001
Website: www.berkeleysamson.com
Blane and Blanchett
#31-00 Battery Road
Singapore 049909
Tel: (65) 6332 0832
Fax: (65) 6332 0808
Bloomberg and Associates ["B&A"]
Blk 1 #08-312 Hougang Ave 3
Singapore 530001
Level 36 Menara Citibank
165 Jalan Ampang
50450 Kuala Lumpur Malaysia
Tel: (603) 2169 6128
Fax: (603) 2169 6168
Tel: (02) 9043 6744
Website: www.servecorpvirtual.net
Bowen Reece (formerly known as Chartered Asset Management Co Ltd)
28th Floor, Bank of China Tower
200 Yin Cheng Road Central Pudong
Shanghai 200120
People's Republic of China
Tel: (8621) 2890 3264/ (8621) 5037 2455-6
Fax: (8621) 2890 3071/ (8621) 5037 2459
Website: www.bowenreece.com
Bowen Reece Kft.
Jozsef nador ter 5-6 2nd Floor
1051 Budapest, Hungary
Tel: 36 1 235 0330
Fax: 36 1 235 0329
Cambridge Capital Trading [CCT]
A1 Attar Business Tower
30th Floor Sheikh Zayed Road
Dubai United Arab Emirates
Tel: +97-143696554
Fax: +97-143696548
Website address: www.cambridgecapitaltrading.com
Email: [email protected]
Capital Partners
United Kingdom
Fax: (44) 8701217155
Carlton Global Management
18th Floor Kyoung Am Building
157-27 Samsung-dong Kangnam-ku
Seoul 135 090
Korea
Website: www.carltonkorea.com
Carver Brooks & Associates ("Carver")
Branch Office:
35th and 36th Floor
UOB Plaza 1
80 Raffles Place
Singapore 048624
Tel: (65) 6491 5084
Fax: (65) 6491 5085
Website: http://www.carver-brooks.com/
Financial Services Office:
Fubon Banking Centre
169 Jen Ai Road Section 4
Taipei, Taiwan
Cathay Asset Management
No 3 Anson Road
#35-01 Springleaf Tower
Singapore
Tel: (65) 6828 9909 or (65) 6491 5614
Website: www.cathayam.com
Charles Fleming Co Ltd
Sanno Park Building
2-11-1 Nagata-Cho
Chiyoda Ku
Tokyo 100-6172 Japan
Tel: 813 5456 5026
Fax: 813 4496 4464
Website: www.charlesfleming.net
Chartered Asset Management Co Ltd
[This company is a different entity from and not related to Chartered Asset Management Pte Ltd; the latter being a holder of a capital markets services licence which is regulated by MAS.]
14/F Abdulrahim Place
990 Rama IV Road
Bangkok 10500
Thailand
Tel: (66) 0 2636 0810
Fax: (66) 0 2636 0812
Website: www.charteredasset.com
Chartwell Asset Management
#2120 S. 72nd Street
Omaha, Nebraska 68124-2366
Tel: 402-5713034
Fax: 402-5713063
Website: www.chartwellmanagement.com
Clearwater International Limited ["CIL"]
Level 30, 6 Battery Road
Singapore 049909
Tel: 65-63221471
Fax: 65-63221472
Website: www.clearwater-international.com/home.html
Davis Goldberg Group
175N Harbor #2212
Chicago IL 60606
USA & 782 NM 42th Avenue
Miami, USA FL33135
Tel: 1 312 803 9614
Fax: 1 312 577 1696
Website: www.davisgoldberg.com
http://www.moneysense.gov.sg/check_our_list/Consumer_Portal_IAL.html
